Department Seal.

California Department of Alcoholic Beverage Control
License Query System Summary
as of 10/16/2017

License Information
License Number: 456490
Primary Owner: SMART & FINAL STORES LLC
ABC Office of Application: 10 - SAN DIEGO
Business Name
Doing Business As: SMART & FINAL 397
Business Address
Address: 4516 MISSION BLVD STE A     Census Tract: 0079.05
City: SAN DIEGO     County: SAN DIEGO
State: CA     Zip Code: 92109
Licensee Information
Licensee: SMART & FINAL STORES LLC
     Company Information
           OFFICER: HIRZ, DAVID GERARD (CHIEF EXECUTIVE OFFICER)
           OFFICER: PHEGLEY, RICHARD NEAL (CHIEF FINANCIAL OFFICER)
           OFFICER: HIRZ, DAVID GERARD (MANAGER)
           OFFICER: PHEGLEY, RICHARD NEAL (MANAGER)
           OFFICER: SMITH, LELAND PARISH (MANAGER)
           OFFICER: SMART & FINAL LLC (MEMBER)
           OFFICER: HIRZ, DAVID GERARD (PRESIDENT)
           OFFICER: BERNARDINI, ANTHONY V (VICE PRESIDENT)
           OFFICER: LINK, RICHARD ALLEN (VICE PRESIDENT)
           OFFICER: MULLINS, SUZANNE (VICE PRESIDENT)
           OFFICER: PHEGLEY, RICHARD NEAL (VICE PRESIDENT)
           OFFICER: WHYNOT, JEFFREY D (VICE PRESIDENT)
           OFFICER: SMITH, LELAND PARISH (VICE PRESIDENT/SECRETARY)
           MEMBER: SMART & FINAL LLC
License Types
   1) License Type: 20 - OFF-SALE BEER AND WINE
          License Type Status: CANCELED
          Status Date: 03-JUN-2013               Term: 12 Month(s)
          Original Issue Date: 20-MAY-2008               Expiration Date: 30-JUN-2013
          Master: Y               Duplicate: 0               Fee Code: P40
          License Type was Transferred On: 20-MAY-2008      FROM: 20-372328
          License Type was Transferred On:      TO: 20-531016
   2) License Type: 20 - OFF-SALE BEER AND WINE
          License Type Status: WITHDRAWN
          Status Date: 31-MAY-2013               Term: 12 Month(s)
          Original Issue Date:               Expiration Date:
          Master: Y               Duplicate: 0               Fee Code: P40
          License Type was Transferred On:      FROM:
Operating Restrictions
*Operating Restrictions exist. For more information, please see our Guidelines for Access to Records.
Current Disciplinary Action
. . . No Active Disciplinary Action found . . .
Disciplinary History
. . . No Disciplinary History found . . .
Hold Information
Hold Date: 29-MAY-2008           Type: FORM 220
Hold Date: 15-MAR-2013           Type: FORM 220
Escrow
. . . No Escrow found . . .


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